• Set up the settlement and operational procedures including placement, underwriting and allocation of trades
  • To actively participate in the start-up project in relation to settlement and operation functions of SFC Type 1, 4 and 9 Regulated Activities
  • Handling placement, cash settlement, SI, physical and CCASS stock settlement
  • Handling placement and IPO, nominee service, corporate action activities, etc
  • Liaise with different departments to resolve trade and settlement issues


  • Degree holder in Business Administration, Finance or related disciplines
  • At least 2 years settlement experience in full set of settlement operations including the use of CCASS and BOS
  • Sound knowledge of international derivatives including rules and regulations of SFC and global exchanges
  • Solid experience in global markets for institutional clients is a must
  • Experience in the Shanghai/Hong Kong Stock Connect is a plus
  • Proficiency in spoken and written English, Cantonese and Mandarin

Job Features

Job TypeFull Time, Permanent

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